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Christopher Brogdon and his wife filed a Chapter 11 voluntary bankruptcy petition on September 15, 2017 in the United States Bankruptcy Court for the Northern District of Georgia. Brogdon has been sued by the SEC for securities fraud in November 2015, and has taken the Fifth in response to the SEC’s questions regarding his involvement… Read more »

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Lawson Financial and Its CEO, Underwriter’s Counsel Settle Brogdon Bonds Charges with SEC April 5, 2017 – The investors’ rights attorneys at Peiffer Wolf Carr & Kane are investigating municipal bonds issued by Lawson Financial Corporation (“Lawson”) and managed by Christopher Brogdon. These experienced litigators are currently prosecuting a case on behalf of investors in certain Brogdon… Read more »

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Marrien Neilson Allegedly Concealed Christopher Brogdon’s Securities Fraud Marrien Neilson, a former BOK Financial employee, allegedly concealed the securities fraud of Christopher Brogdon’s, according to Court Reports from the U.S. District Court for the District of New Jersey. Peiffer Wolf Carr & Kane securities practice lawyers already represent a number of Brogdon investors in a class action… Read more »

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Dwayne Edwards is subject to a pending complaint in federal court filed by the Securities and Exchange Commission. Dwayne Edwards is alleged to have improperly commingled and misappropriated investors’ funds that he received from municipal bond offerings for senior housing facilities in Georgia and Alabama.  The SEC also alleges that Dwayne Edwards falsely made statements… Read more »

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The Peiffer Wolf Carr & Kane securities practice attorneys recently filed a lawsuit in the United States District Court for the District of New Jersey on behalf of investors who purchased bonds issued by companies controlled and affiliated with Christopher Brogdon. To learn more about this lawsuit or to receive a free, no-obligation evaluation of your legal… Read more »

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Christopher Brogdon municipal bond programs are the subject of a new investor lawsuit by the Peiffer Wolf Carr & Kane investor right lawyers. The Peiffer Wolf Carr & Kane lawyers have sued a financial institution and two brokerage firms that, their complaint alleges, assisted in the Brogdon bond programs. In the new lawsuit, the Brogdon bond investors are seeking… Read more »

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Lawson Financial Corporation (LFC) and Robert Lawson Allegedly Executed a Massive Securities Fraud related to the Sale of Millions of Dollars of Municipal Revenue Bonds to LFC Customers Lawson Financial Corporation (LFC) and Robert Lawson, from 2013 through 2015, allegedly took part in a massive securities fraud in connection with the sale of millions of… Read more »

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In our last update, we informed Brogdon muni bond investors that on January 15, 2016, the Court approved the requests by Monitor in the SEC action against Christopher Brogdon to appoint certain professionals to advise, assist and support the Monitor in carrying out his duties, and to authorize compensation for those professionals out of the… Read more »

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In our last update, we informed investors that on December 28, 2015, the Court overseeing the SEC action appointed a Monitor to oversee Brogdon’s progress in connection with the SEC’s action.  The Monitor will report to the Court on the status of Brogdon’s efforts every thirty days. Since that time, the Monitor filed requests with… Read more »

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Brogdon-related municipal bond programs and entities that assisted in the promotion of those programs continue to be investigated by the Peiffer Wolf Carr & Kane securities practice attorneys. Peiffer Wolf Carr & Kane attorney Jason Kane and his colleagues have been communicating with Brogdon muni bond investors and are preparing to take action on their behalf. In the previous… Read more »

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